Lau, Johnny Kar Yau 劉家祐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-11-26 | 2005-08-25 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-08-25 | 2008-09-09 |
| 3 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2022-08-15 | |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2004-05-01 | Rep | Advising on securities | 2004-05-01 | Rep | Asset management | 2004-05-01 | Rep | Dealing in securities | 2004-05-01 |
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