Law, Kwok Wa 羅國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-01 | 2005-04-07 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-19 | 2005-04-07 |
| 3 | HONOUR FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Dealing in futures contracts | 2003-08-13 |
| 4 | HONOUR SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-13 | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Dealing in securities | 2003-08-13 |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2003-09-01 | 2004-11-17 | Rep | Advising on securities | 2004-03-05 | 2004-11-17 |
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