Klinger, David Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | RO | Dealing in securities | 2005-06-06 | 2006-06-09 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-06-06 | 2006-06-09 | Rep | Dealing in futures contracts | 2005-06-06 | 2006-06-09 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Asset management | 2005-01-03 | Rep | Advising on corporate finance | 2005-03-31 | Rep | Advising on securities | 2005-03-31 | Rep | Dealing in securities | 2006-06-09 |
| 4 | Liquidnet Asia Limited | RO | Automated trading services | 2007-08-15 | 2009-06-05 | RO | Dealing in securities | 2007-08-15 | 2009-06-05 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-11-06 | 2011-01-20 | RO | Dealing in securities | 2011-01-20 | 2011-03-25 |
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