Easterbrook, Trevor Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-02-23 | |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-02-23 | UBS SECURITIES ASIA LIMITED | Rep | 2004-02-23 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-02-23 | SPARX Asia Investment Advisors Limited | Rep | 2005-06-22 | 2009-03-31 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Asset management | 2004-02-23 | UBS SECURITIES ASIA LIMITED | Rep | 2004-02-23 | SPARX Asia Investment Advisors Limited | Rep | 2006-02-21 | 2009-03-31 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-02-23 | UBS SECURITIES ASIA LIMITED | Rep | 2004-02-23 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-02-23 |
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