Wah, Ka Yin 華家燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-08-20 | 2008-08-29 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-08-20 | 2008-08-29 | Rep | Dealing in securities | 2003-12-23 | 2008-08-29 |
| 3 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-09 | Rep | Advising on securities | 2003-08-09 | Rep | Asset management | 2003-08-09 | Rep | Dealing in securities | 2003-08-09 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-08-09 | Rep | Asset management | 2003-08-09 | Rep | Dealing in futures contracts | 2003-08-09 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-17 |
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