Chau, Lap Wa 鄒立華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-26 | 2005-10-12 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2008-03-20 | 2010-03-01 | Rep | Dealing in futures contracts | 2008-05-30 | 2010-03-01 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-20 | 2010-03-01 |
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