Luk, Peter Chi Woon 陸治垣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2004-01-13 | 2005-07-06 |
| 2 | Bright Smart Asset Management Limited | RO | Asset management | 2012-03-26 | 2015-07-01 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-11-22 | 2015-07-01 |
| 4 | CX Investment Management Limited | RO | Advising on securities | 2020-10-21 | RO | Asset management | 2020-10-21 |
| 5 | Gamma Consortium Limited (The) | RO | Advising on securities | 2016-10-03 | 2017-05-31 | RO | Asset management | 2016-10-03 | 2017-05-31 |
| 6 | Globe Capital Asset Management Limited | RO | Advising on securities | 2017-08-16 | 2020-04-14 | RO | Asset management | 2017-08-16 | 2020-04-14 | RO | Dealing in securities | 2017-08-16 | 2020-04-14 |
| 7 | MFG Limited (HK) | Rep | Asset management | 2009-03-09 | 2009-11-25 | Rep | Dealing in securities | 2009-03-09 | 2009-11-25 |
| 8 | PYRMONT WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2015-09-04 | 2016-09-30 | RO | Asset management | 2015-09-04 | 2016-09-30 |
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