Leung, Sandy So Kam 梁素琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-05 | |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2004-01-05 | |
| 3 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-05 | |
| 4 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Advising on securities | 2004-01-05 | |
| 5 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Asset management | 2004-02-13 | |
| 6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2005-09-28 | |
| 7 | KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2017-01-20 | 2017-12-31 |
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