Chen, Wei (SFC:AHC346) 陳蔚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2022-12-08 | Rep | Dealing in securities | 2022-12-08 |
| 2 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-12 | Rep | Advising on corporate finance | 2006-04-10 | Rep | Advising on securities | 2006-04-10 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-09-03 | 2022-06-09 | Rep | Advising on securities | 2018-09-03 | 2022-06-09 | Rep | Dealing in securities | 2018-09-03 | 2022-06-09 |
| 5 | VTB Capital Hong Kong Limited | Rep | Advising on securities | 2013-04-26 | 2014-11-26 | Rep | Dealing in securities | 2013-04-26 | 2014-11-26 | Rep | Advising on corporate finance | 2013-11-12 | 2014-03-24 | RO | Advising on corporate finance | 2014-03-24 | 2018-06-28 | RO | Advising on securities | 2014-11-26 | 2018-06-28 | RO | Dealing in securities | 2014-11-26 | 2018-06-28 |
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