Ng, Kai Sum 吳啟森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITY CREDIT CAPITAL (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-12-12 | 2017-02-28 |
2 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-19 | 2008-03-05 |
3 | Sinofortune Securities Limited | Rep | Dealing in securities | 2009-11-19 | 2010-05-06 |
4 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-25 | 2009-11-03 |
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