Sam Chang, Segundo Willy 沈維理
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AccFin Corporate Finance Limited | RO | Advising on corporate finance | 2017-05-19 | 2017-11-30 | Rep | Advising on corporate finance | 2024-01-22 |
| 2 | Blue Lotus Capital Advisors Limited | RO | Advising on securities | 2015-10-12 | 2016-02-19 |
| 3 | Cedarlake Global International Limited | RO | Advising on corporate finance | 2019-09-24 | 2020-09-01 |
| 4 | China Enterprise Capital Company Limited | RO | Advising on corporate finance | 2017-12-15 | 2019-04-03 |
| 5 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-10-06 | 2006-09-12 | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2006-09-12 |
| 6 | CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-06 | 2004-03-18 |
| 7 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-10-06 | 2006-09-12 |
| 8 | Fubon Capital (HK) Limited | Rep | Dealing in securities | 2006-10-12 | 2007-07-09 | Rep | Advising on corporate finance | 2007-04-13 | 2007-07-09 |
| 9 | Golden Jade Capital Limited | RO | Advising on corporate finance | 2012-03-07 | 2013-07-30 | Rep | Advising on corporate finance | 2013-12-02 | 2013-12-05 | RO | Advising on corporate finance | 2013-12-05 | 2014-07-31 |
| 10 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Dealing in securities | 2010-06-30 | 2010-11-17 | RO | Advising on corporate finance | 2010-10-18 | 2010-11-17 |
| 11 | HOORAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-12-11 | 2015-09-01 |
| 12 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-11 | 2015-09-01 |
| 13 | Huafu International Finance Limited | Rep | Advising on corporate finance | 2021-08-05 | 2021-09-15 | RO | Advising on corporate finance | 2021-09-15 | 2023-05-15 |
| 14 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2007-07-18 | 2009-05-11 | Rep | Advising on corporate finance | 2007-10-10 | 2009-05-11 |
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