Brooks, Christopher John (SFC:AHF678)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-09-17 | 2008-12-05 | Rep | Advising on securities | 2008-09-17 | 2008-12-05 | RO | Advising on corporate finance | 2008-12-05 | 2009-08-14 | RO | Advising on securities | 2008-12-05 | 2009-08-14 |
| 2 | Rothschild & Co Hong Kong Limited | RO | Advising on corporate finance | 2005-04-27 | 2006-07-31 | RO | Advising on securities | 2005-04-27 | 2006-07-31 |
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