Lo, Sondy Yun Wai 羅昕維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2003-10-13 | 2005-04-20 | Rep | Advising on securities | 2005-09-15 | 2006-06-30 |
| 2 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2003-05-01 | Rep | Advising on securities | 2003-05-01 |
| 3 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2011-02-15 | 2011-05-16 | Rep | Dealing in securities | 2011-02-15 | 2011-05-16 | Rep | Asset management | 2011-04-06 | 2011-05-16 |
| 4 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-09 | 2005-08-01 | Rep | Advising on securities | 2007-04-19 | 2010-09-30 |
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