Lau, Koon Ming (SFC:AHJ189) 劉冠銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-10-27 | 2007-07-14 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-06-02 | 2006-10-12 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-26 | 2009-08-08 | Rep | Dealing in securities | 2009-09-22 | 2010-05-08 |
| 4 | Glory Sun Securities Limited | Rep | Dealing in securities | 2007-08-01 | 2008-01-30 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2004-06-01 |
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