Wong, Frederick Kan Tat 黃勤達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | RO | Advising on securities | 2013-09-12 | 2015-01-26 | RO | Dealing in securities | 2013-09-12 | 2015-01-26 | RO | Asset management | 2014-08-18 | 2015-01-26 |
| 2 | CASH ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-04-09 | 2011-09-13 | RO | Asset management | 2021-03-15 | 2021-07-02 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2006-05-09 | 2009-04-09 | Rep | Asset management | 2006-05-12 | 2009-04-09 | RO | Advising on securities | 2009-04-09 | 2011-09-13 | RO | Asset management | 2009-04-09 | 2011-09-13 | RO | Dealing in securities | 2011-01-17 | 2011-09-13 | RO | Advising on securities | 2021-03-15 | 2021-07-02 | RO | Asset management | 2021-03-15 | 2021-07-02 | RO | Dealing in securities | 2021-03-15 | 2021-07-02 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-23 | 2011-09-13 |
| 5 | China Reserve Securities Limited | Rep | Advising on securities | 2017-12-20 | 2018-02-15 | Rep | Asset management | 2017-12-20 | 2018-02-15 | Rep | Dealing in securities | 2017-12-20 | 2018-02-15 | RO | Advising on securities | 2018-02-15 | 2019-09-19 | RO | Asset management | 2018-02-15 | 2019-09-19 | RO | Dealing in securities | 2018-02-15 | 2019-09-19 |
| 6 | Henyep Capital Management Limited | Rep | Advising on securities | 2006-01-13 | 2006-04-01 |
| 7 | HENYEP SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-24 | 2005-12-31 |
| 8 | iBest Consultants Limited | Rep | Advising on corporate finance | 2003-12-19 | Rep | Advising on securities | 2005-06-21 | Rep | Asset management | 2005-06-21 |
| 9 | Keptain Securities and Asset Management Limited | Rep | Asset management | 2015-03-05 | 2015-04-21 | Rep | Dealing in securities | 2015-03-05 | 2015-04-21 | RO | Asset management | 2015-04-21 | 2017-11-30 | RO | Dealing in securities | 2015-04-21 | 2017-11-30 |
| 10 | KINGSTONE INTERNATIONAL ADVISORS LIMITED | Rep | Advising on securities | 2021-09-10 | 2021-09-29 | Rep | Asset management | 2021-09-10 | 2021-09-29 | Rep | Dealing in securities | 2021-09-10 | 2021-09-29 | RO | Advising on securities | 2021-09-29 | RO | Asset management | 2021-09-29 | RO | Dealing in securities | 2021-09-29 |
| 11 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-10-17 | 2011-10-18 | Rep | Dealing in securities | 2011-10-17 | 2011-10-18 | RO | Advising on securities | 2011-10-18 | 2012-12-21 | RO | Dealing in securities | 2011-10-18 | 2012-12-21 |
| 12 | PROFIT ACCESS INVESTMENTS LIMITED | Rep | Advising on securities | 2019-09-24 | 2019-10-10 | Rep | Asset management | 2019-09-24 | 2019-10-10 | Rep | Dealing in securities | 2019-09-24 | 2019-10-10 | RO | Advising on securities | 2019-10-10 | 2019-12-17 | RO | Asset management | 2019-10-10 | 2019-12-17 | RO | Dealing in securities | 2019-10-10 | 2019-12-17 |
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