Huen, Kit Yee 禤潔儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Asset Management Limited | Rep | Advising on securities | 2021-05-25 | 2021-07-28 | Rep | Asset management | 2021-05-25 | 2021-07-28 | RO | Advising on securities | 2021-07-28 | 2023-05-31 | RO | Asset management | 2021-07-28 | 2023-05-31 |
| 2 | Imperium International Asset Management Limited | Rep | Advising on futures contracts | 2013-07-26 | 2013-08-21 | Rep | Advising on securities | 2013-07-26 | 2013-08-21 | Rep | Asset management | 2013-07-26 | 2013-08-21 | RO | Advising on futures contracts | 2013-08-21 | 2014-09-06 | RO | Advising on securities | 2013-08-21 | 2014-09-06 | RO | Asset management | 2013-08-21 | 2014-09-06 |
| 3 | RG ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on corporate finance | 2004-11-04 | Rep | Advising on futures contracts | 2006-01-25 | Rep | Advising on securities | 2006-01-25 | RO | Asset management | 2004-11-12 | 2013-06-30 | RO | Advising on futures contracts | 2006-01-25 | 2013-06-30 | RO | Advising on securities | 2006-01-25 | 2013-06-30 |
| 4 | Zhong Shan Asset Management Limited | RO | Advising on securities | 2023-06-01 | RO | Asset management | 2023-06-01 |
| 5 | Zhongrong International Capital Management Limited | RO | Advising on securities | 2015-05-22 | 2019-11-30 | RO | Asset management | 2015-05-22 | 2019-11-30 |
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