Huen, Kit Yee 禤潔儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | RG ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on corporate finance | 2004-11-04 | |
2 | RG ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on futures contracts | 2006-01-25 | |
3 | RG ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2006-01-25 | |
4 | RG ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2004-11-12 | 2013-06-30 |
5 | RG ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on futures contracts | 2006-01-25 | 2013-06-30 |
6 | RG ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2006-01-25 | 2013-06-30 |
7 | Imperium International Asset Management Limited | Rep | Advising on futures contracts | 2013-07-26 | 2013-08-21 |
8 | Imperium International Asset Management Limited | Rep | Advising on securities | 2013-07-26 | 2013-08-21 |
9 | Imperium International Asset Management Limited | Rep | Asset management | 2013-07-26 | 2013-08-21 |
10 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2013-08-21 | 2014-09-06 |
11 | Imperium International Asset Management Limited | RO | Advising on securities | 2013-08-21 | 2014-09-06 |
12 | Imperium International Asset Management Limited | RO | Asset management | 2013-08-21 | 2014-09-06 |
13 | Zhongrong International Capital Management Limited | RO | Advising on securities | 2015-05-22 | 2019-11-30 |
14 | Zhongrong International Capital Management Limited | RO | Asset management | 2015-05-22 | 2019-11-30 |
15 | AJ Asset Management Limited | Rep | Advising on securities | 2021-05-25 | 2021-07-28 |
16 | AJ Asset Management Limited | Rep | Asset management | 2021-05-25 | 2021-07-28 |
17 | AJ Asset Management Limited | RO | Advising on securities | 2021-07-28 | 2023-05-31 |
18 | AJ Asset Management Limited | RO | Asset management | 2021-07-28 | 2023-05-31 |
19 | Zhong Shan Asset Management Limited | RO | Advising on securities | 2023-06-01 | |
20 | Zhong Shan Asset Management Limited | RO | Asset management | 2023-06-01 |
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