Ou, Wai Fong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-01-25 | 2008-03-04 | Rep | Dealing in securities | 2006-01-25 | 2008-03-04 | Rep | Advising on futures contracts | 2006-02-08 | 2008-03-04 | Rep | Advising on securities | 2006-02-08 | 2008-03-04 |
| 2 | MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2008-07-10 | 2008-11-11 | Rep | Advising on securities | 2008-07-10 | 2008-11-11 | Rep | Dealing in futures contracts | 2008-07-10 | 2008-11-11 | Rep | Dealing in securities | 2008-07-10 | 2008-11-11 | RO | Advising on futures contracts | 2008-11-11 | 2010-12-22 | RO | Advising on securities | 2008-11-11 | 2010-12-22 | RO | Dealing in futures contracts | 2008-11-11 | 2010-12-22 | RO | Dealing in securities | 2008-11-11 | 2010-12-22 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-18 | Rep | Advising on securities | 2003-08-18 | Rep | Asset management | 2003-08-18 | Rep | Automated trading services | 2004-01-20 | Rep | Dealing in securities | 2004-01-20 | RO | Automated trading services | 2004-01-20 | 2006-01-09 | RO | Dealing in futures contracts | 2004-01-20 | 2006-01-09 | RO | Dealing in securities | 2004-01-20 | 2006-01-09 |
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