Ou, Wai Fong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-18 | |
2 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-08-18 | |
3 | SG SECURITIES (HK) LIMITED | Rep | Asset management | 2003-08-18 | |
4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2004-01-20 | |
5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-01-20 | |
6 | SG SECURITIES (HK) LIMITED | RO | Automated trading services | 2004-01-20 | 2006-01-09 |
7 | SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2004-01-20 | 2006-01-09 |
8 | SG SECURITIES (HK) LIMITED | RO | Dealing in securities | 2004-01-20 | 2006-01-09 |
9 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-01-25 | 2008-03-04 |
10 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-01-25 | 2008-03-04 |
11 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2006-02-08 | 2008-03-04 |
12 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-02-08 | 2008-03-04 |
13 | MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2008-07-10 | 2008-11-11 |
14 | MF Global Hong Kong Limited | Rep | Advising on securities | 2008-07-10 | 2008-11-11 |
15 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2008-07-10 | 2008-11-11 |
16 | MF Global Hong Kong Limited | Rep | Dealing in securities | 2008-07-10 | 2008-11-11 |
17 | MF Global Hong Kong Limited | RO | Advising on futures contracts | 2008-11-11 | 2010-12-22 |
18 | MF Global Hong Kong Limited | RO | Advising on securities | 2008-11-11 | 2010-12-22 |
19 | MF Global Hong Kong Limited | RO | Dealing in futures contracts | 2008-11-11 | 2010-12-22 |
20 | MF Global Hong Kong Limited | RO | Dealing in securities | 2008-11-11 | 2010-12-22 |
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