Ou, Wai Fong

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SG SECURITIES (HK) LIMITED Rep Advising on corporate finance 2003-08-18
2 SG SECURITIES (HK) LIMITED Rep Advising on securities 2003-08-18
3 SG SECURITIES (HK) LIMITED Rep Asset management 2003-08-18
4 SG SECURITIES (HK) LIMITED Rep Automated trading services 2004-01-20
5 SG SECURITIES (HK) LIMITED Rep Dealing in securities 2004-01-20
6 SG SECURITIES (HK) LIMITED RO Automated trading services 2004-01-20 2006-01-09
7 SG SECURITIES (HK) LIMITED RO Dealing in futures contracts 2004-01-20 2006-01-09
8 SG SECURITIES (HK) LIMITED RO Dealing in securities 2004-01-20 2006-01-09
9 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in futures contracts 2006-01-25 2008-03-04
10 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in securities 2006-01-25 2008-03-04
11 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2006-02-08 2008-03-04
12 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2006-02-08 2008-03-04
13 MF Global Hong Kong Limited Rep Advising on futures contracts 2008-07-10 2008-11-11
14 MF Global Hong Kong Limited Rep Advising on securities 2008-07-10 2008-11-11
15 MF Global Hong Kong Limited Rep Dealing in futures contracts 2008-07-10 2008-11-11
16 MF Global Hong Kong Limited Rep Dealing in securities 2008-07-10 2008-11-11
17 MF Global Hong Kong Limited RO Advising on futures contracts 2008-11-11 2010-12-22
18 MF Global Hong Kong Limited RO Advising on securities 2008-11-11 2010-12-22
19 MF Global Hong Kong Limited RO Dealing in futures contracts 2008-11-11 2010-12-22
20 MF Global Hong Kong Limited RO Dealing in securities 2008-11-11 2010-12-22

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