Chou, Se-Fen 周瑟芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | Rep | Advising on corporate finance | 2003-09-11 | Rep | Advising on securities | 2003-09-11 | Rep | Asset management | 2003-09-11 | Rep | Dealing in securities | 2009-09-09 | RO | Dealing in securities | 2009-09-09 | 2010-06-12 |
2 | CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-09-11 | Rep | Advising on securities | 2003-09-11 | Rep | Asset management | 2003-09-11 | Rep | Automated trading services | 2003-09-11 | Rep | Dealing in securities | 2010-06-12 |
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