Chiong, Sai Lung 張世龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AvantFaire Investment Management Limited | Rep | Advising on securities | 2018-09-06 | Rep | Asset management | 2018-09-06 |
| 2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-28 | 2010-04-01 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-08-17 | 2010-04-01 |
| 4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-17 | 2007-07-31 |
| 5 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-17 | 2007-07-31 |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in futures contracts | 2006-04-28 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on futures contracts | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in futures contracts | 2006-04-28 | Rep | Dealing in securities | 2006-04-28 |
| 8 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-11-29 | 2006-04-28 |
| 9 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2007-08-17 | 2010-04-01 |
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