Tang, Leong 鄧亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HANG SENG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-15 | 2005-10-28 | Rep | Dealing in futures contracts | 2003-12-15 | 2005-10-28 |
2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2003-07-09 | 2005-10-28 |
3 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-12-03 | Rep | Asset management | 2004-12-03 | Rep | Advising on securities | 2005-10-28 |
4 | Julius Baer (Hong Kong) Limited | Rep | Dealing in securities | 2009-09-04 | 2011-06-13 | Rep | Advising on securities | 2009-09-30 | 2011-06-13 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-18 | 2009-07-01 |
6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-18 | 2009-07-01 |
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