Fung, Rachel Wai Yan 馮慧茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bradbury Securities Limited | RO | Advising on securities | 2014-03-11 | RO | Dealing in securities | 2014-03-11 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-07-17 | 2009-03-27 |
| 3 | CHINA TIMES SECURITIES LIMITED | RO | Dealing in securities | 2011-02-21 | 2013-08-31 |
| 4 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-10 | 2009-12-17 |
| 5 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-10 | 2009-12-17 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-06-12 | 2009-03-27 |
| 7 | HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-12 | 2007-01-02 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-05-03 | 2006-05-01 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-20 | 2006-05-01 |
| 10 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-11 | 2003-10-14 |
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