Dong, Gongwen 董功文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-10 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2003-10-10 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2003-10-10 | |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-06-02 | |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-06-02 | |
| 6 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-16 | 2006-06-02 |
| 7 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-07-05 | 2007-04-16 |
| 8 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2006-07-05 | 2007-04-16 |
| 9 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-07-05 | 2007-04-16 |
| 10 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-05-18 | 2009-06-05 |
| 11 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-05-18 | 2009-06-05 |
| 12 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-18 | 2009-06-05 |
| 13 | Citigroup Global Markets Asia Limited | RO | Advising on corporate finance | 2009-06-05 | 2010-09-13 |
| 14 | Citigroup Global Markets Asia Limited | RO | Dealing in securities | 2009-06-05 | 2010-09-13 |
| 15 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | Dealing in securities | 2009-06-05 | 2010-09-13 |
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