Guo, Jung Rong 郭忠榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-13 | 2008-04-02 | Rep | Advising on corporate finance | 2007-04-10 | 2008-04-02 | Rep | Advising on securities | 2007-04-10 | 2008-04-02 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-05-20 | 2008-09-29 | Rep | Dealing in securities | 2008-05-20 | 2008-09-29 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2007-01-27 | Rep | Dealing in securities | 2007-01-27 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2008-12-13 | Rep | Dealing in securities | 2008-10-10 | 2008-12-13 |
| 5 | ORION INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2009-11-17 | 2010-05-05 | Rep | Dealing in securities | 2009-11-17 | 2010-05-05 |
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