Mok, Michael (SFC:AHO797) 莫永恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Private (HK) Limited | Rep | Advising on securities | 2004-05-31 | 2005-03-31 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2005-01-24 | 2005-06-03 |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2019-08-12 | |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-10-11 | 2013-08-31 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-21 | 2018-01-18 |
| 6 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-10-11 | 2019-01-12 |
| 7 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-11 | 2013-08-31 |
| 8 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2019-06-28 |
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