Lau, Thomas Chi Yin 劉志賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on corporate finance | 2005-03-31 | |
| 2 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on securities | 2005-03-31 | |
| 3 | JOLMO CAPITAL LIMITED | Rep | Advising on securities | 2005-04-01 | 2005-04-01 |
| 4 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Asset management | 2005-03-31 | |
| 5 | JOLMO CAPITAL LIMITED | RO | Advising on corporate finance | 2006-01-23 | 2021-08-31 |
| 6 | JOLMO CAPITAL LIMITED | RO | Advising on securities | 2005-03-31 | 2021-08-31 |
| 7 | UNITED GAIN INVESTMENT LIMITED | RO | Advising on securities | 2021-10-11 | |
| 8 | JOLMO CAPITAL LIMITED | RO | Asset management | 2006-01-23 | 2021-08-31 |
| 9 | UNITED GAIN INVESTMENT LIMITED | RO | Asset management | 2021-10-11 |
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