Wong, Lai Mei (SFC:AHQ266) 黃麗媚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2003-11-07 | |
| 2 | GEO Securities Limited | Rep | Dealing in securities | 2013-08-27 | 2014-07-28 |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2004-01-09 | 2005-10-04 | Rep | Advising on corporate finance | 2004-03-19 | 2004-11-26 | Rep | Asset management | 2004-03-19 | 2005-10-04 | Rep | Automated trading services | 2004-03-19 | 2005-10-04 | Rep | Dealing in securities | 2004-03-19 | 2005-10-04 |
| 4 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-10-17 | 2007-05-10 | RO | Advising on securities | 2007-05-10 | 2009-06-15 | Rep | Advising on securities | 2009-11-23 | 2010-09-30 |
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