Lally, Harprit Singh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-07-14 | 2004-06-24 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2005-02-14 | Rep | Dealing in securities | 2005-10-01 | Rep | Dealing in futures contracts | 2004-06-24 | 2005-10-01 |
| 3 | GLG Partners Hong Kong Limited | Rep | Advising on securities | 2011-02-24 | 2012-06-04 | Rep | Asset management | 2011-02-24 | 2012-06-04 | Rep | Dealing in futures contracts | 2011-02-24 | 2012-06-04 | Rep | Dealing in securities | 2011-02-24 | 2012-06-04 | RO | Dealing in futures contracts | 2012-06-04 | 2022-11-25 | RO | Advising on securities | 2012-06-04 | 2023-10-02 | RO | Asset management | 2012-06-04 | 2023-10-02 | RO | Dealing in securities | 2012-06-04 | 2023-10-02 |
| 4 | MAN INVESTMENTS (HONG KONG) LIMITED | RO | Advising on securities | 2023-10-03 | RO | Asset management | 2023-10-03 | RO | Dealing in securities | 2023-10-03 |
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