Ngan, Hei Chiu 顏希超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anuenue Advisors Limited | Rep | Advising on securities | 2023-12-22 | Rep | Asset management | 2023-12-22 |
| 2 | Anuenue Securities Limited | Rep | Advising on securities | 2023-11-02 | Rep | Dealing in securities | 2023-11-02 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-09-02 | 2007-03-17 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-04-17 | 2007-03-17 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-17 | 2007-03-17 |
| 6 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-06-25 | 2023-10-06 | Rep | Asset management | 2021-06-25 | 2023-10-06 | Rep | Dealing in securities | 2021-06-25 | 2023-10-06 |
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