Xie, Joseph Ziyang 謝子揚

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2003-04-10 2004-11-30
2 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2005-02-01 2005-10-22
3 Merrill Lynch Far East Limited Rep Dealing in securities 2005-02-01 2005-10-22
4 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-02-02 2005-10-22

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