Xie, Joseph Ziyang 謝子揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2003-04-10 | 2004-11-30 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-02-01 | 2005-10-22 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-02-01 | 2005-10-22 |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-02-02 | 2005-10-22 |
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