Cohen-Addad, Nicolas Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2005-02-02 | 2005-05-20 | RO | Dealing in futures contracts | 2005-05-20 | 2010-11-18 | RO | Dealing in securities | 2005-05-20 | 2010-11-18 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-03-07 | 2017-03-21 | Rep | Dealing in securities | 2017-03-07 | 2017-03-21 | Rep | Advising on futures contracts | 2019-01-22 | 2019-04-12 | Rep | Advising on securities | 2019-01-22 | 2019-04-12 | Rep | Dealing in futures contracts | 2019-01-22 | 2019-04-12 | Rep | Dealing in securities | 2019-01-22 | 2019-04-12 | RO | Advising on futures contracts | 2019-04-12 | 2022-04-29 | RO | Advising on securities | 2019-04-12 | 2022-04-29 | RO | Dealing in futures contracts | 2019-04-12 | 2022-04-29 | RO | Dealing in securities | 2019-04-12 | 2022-04-29 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-03-07 | 2017-03-21 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on futures contracts | 2017-06-20 | 2017-12-12 | Rep | Advising on securities | 2017-06-20 | 2017-12-12 | Rep | Automated trading services | 2017-06-20 | 2017-12-12 | Rep | Dealing in futures contracts | 2017-06-20 | 2017-12-12 | Rep | Dealing in securities | 2017-06-20 | 2017-12-12 | RO | Advising on futures contracts | 2017-12-12 | 2018-10-14 | RO | Advising on securities | 2017-12-12 | 2018-10-14 | RO | Automated trading services | 2017-12-12 | 2018-10-14 | RO | Dealing in futures contracts | 2017-12-12 | 2018-10-14 | RO | Dealing in securities | 2017-12-12 | 2018-10-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy