Tsai, Jack Du 蔡篤傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Absolute Investment Management (HK) Limited | Rep | Advising on securities | 2016-07-25 | 2021-01-31 | Rep | Asset management | 2016-12-05 | 2021-01-31 |
| 2 | BaoQiao Partners Capital Limited | Rep | Dealing in securities | 2016-07-25 | 2021-01-31 |
| 3 | CHARTWELL CAPITAL LIMITED (HK) | Rep | Advising on securities | 2021-04-14 | 2021-07-06 | Rep | Asset management | 2021-04-14 | 2021-07-06 | RO | Advising on securities | 2021-07-06 | RO | Asset management | 2021-07-06 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-05-29 | 2009-07-22 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2004-08-21 |
| 6 | VTB Capital Hong Kong Limited | Rep | Advising on securities | 2014-10-16 | 2015-05-19 | Rep | Dealing in securities | 2014-10-16 | 2015-05-19 | RO | Advising on securities | 2015-05-19 | 2016-02-11 | RO | Dealing in securities | 2015-05-19 | 2016-02-11 |
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