Szeto, Yau Hung 司徒幼雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-06-11 | |
| 2 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on securities | 2004-11-26 | 2005-03-31 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 2005-04-15 | 2005-06-08 | orientiert XYZ Securities Limited | Rep | 2005-08-29 | 2006-02-20 | orientiert XYZ Securities Limited | Rep | 2006-03-31 | 2006-10-10 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Asset management | 2003-06-11 | |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-06-11 |
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