Oey, Ching Tat 黃正達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-03-21 | 2020-09-07 |
| 2 | ACU SECURITIES LIMITED | RO | Advising on securities | 2019-03-12 | 2020-09-07 | RO | Dealing in securities | 2019-03-12 | 2020-09-07 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-07-31 | 2011-05-11 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-05-23 | 2011-05-11 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-23 | 2011-05-11 |
| 6 | SHUI ON INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2020-11-19 | 2023-12-31 | RO | Advising on securities | 2021-11-03 | 2023-12-31 | RO | Dealing in securities | 2021-11-03 | 2023-12-31 |
| 7 | TOPAZ CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2014-02-11 | 2016-07-28 |
| 8 | Topaz Financial Group Limited | RO | Dealing in futures contracts | 2012-10-12 | 2016-07-28 | RO | Dealing in securities | 2012-10-12 | 2016-07-28 |
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