Lui, Ka Lok (SFC:AHS936) 雷嘉樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | South China Investment Management Limited | Rep | Asset management | 2022-10-03 | 2023-06-30 |
2 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-10-03 | 2023-06-30 |
3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in futures contracts | 2004-05-21 |
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