Kwok, Kelvin (SFC:AHT200) 郭永聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAOYU SECURITIES LIMITED | Rep | Asset management | 2022-06-14 | 2022-08-30 | RO | Asset management | 2022-08-30 | 2024-01-05 |
| 2 | NOUVELLE CAYENNA INNOVATION LIMITED | Rep | Advising on corporate finance | 2003-06-06 | 2004-03-23 |
| 3 | Pine Star Asset Management Limited | Rep | Asset management | 2019-11-15 | 2020-07-22 | Rep | Advising on securities | 2019-11-18 | 2020-10-21 | RO | Asset management | 2020-07-22 | 2022-01-01 | RO | Advising on securities | 2020-10-21 | 2022-01-01 |
| 4 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-26 | Rep | Advising on securities | 2003-04-26 | Rep | Asset management | 2003-04-26 |
| 5 | Wolver Hill Asset Management Asia Limited | Rep | Asset management | 2018-01-24 | 2019-05-17 |
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