Leung, Ka Lung (SFC:AHU105) 梁家隆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-25 | 2011-06-07 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-25 | 2011-06-07 |
| 3 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-10-13 | 2009-06-20 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2003-12-29 | Rep | Dealing in futures contracts | 2004-06-14 | Rep | Leveraged foreign exchange trading | 2004-10-13 | 2009-04-08 | Rep | Advising on futures contracts | 2004-10-13 | 2009-06-20 | Rep | Dealing in futures contracts | 2004-10-13 | 2009-06-20 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-27 | Rep | Advising on securities | 2003-08-27 | Rep | Asset management | 2003-08-27 | Rep | Dealing in securities | 2003-08-27 | Rep | Dealing in securities | 2004-10-13 | 2009-06-20 |
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