Matsumoto, Satoshi

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited RO Advising on corporate finance 2006-04-03
RO Advising on securities 2006-04-03
RO Dealing in securities 2006-04-03
2 DAIWA SECURITIES SMBC (ASIA) LIMITED RO Advising on corporate finance 2004-03-22
RO Advising on securities 2004-03-22
RO Dealing in securities 2005-06-09
3 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED RO Dealing in futures contracts 2004-06-18 2006-04-19

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