Bhagwat, Niraj Dilip

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS Asset Management (Hong Kong) Limited Rep Advising on securities 2005-10-24
Rep Asset management 2005-10-24
2 Wellington Management Hong Kong Limited (b2003-01-02) Rep Advising on securities 2016-04-19 2016-04-22
Rep Dealing in securities 2016-04-19 2016-04-22
Rep Advising on securities 2018-05-29 2018-05-30
Rep Dealing in securities 2018-05-29 2018-05-30

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