Barford, Adrian Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-03-30 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-03-30 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2004-03-30 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2004-03-30 | |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-05-11 | 2005-07-05 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-03-30 | |
| 7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-05-11 | 2005-07-05 |
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