Sperr, Michael Sean
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-12-15 | Rep | Advising on securities | 2003-12-15 | Rep | Asset management | 2003-12-15 | Rep | Automated trading services | 2003-12-15 | Rep | Dealing in securities | 2003-12-15 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-05-11 | 2011-03-02 | Rep | Dealing in securities | 2005-05-11 | 2011-03-02 |
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