Shen, Szu-Chi 沈司琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Automated trading services | 2003-10-21 | Rep | Dealing in securities | 2008-02-26 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-13 | 2008-02-26 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-05-26 | 2010-03-01 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-05-26 | 2010-03-01 |
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