Liao, Cheng Shu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Asset management | 2010-02-11 | 2010-12-31 |
| 2 | AXA Financial Planning (Hong Kong) Limited | RO | Asset management | 2010-02-11 | 2010-12-31 |
| 3 | AXA Investment Managers Asia Limited | RO | Advising on futures contracts | 2004-06-16 | 2011-02-18 | RO | Advising on securities | 2004-06-16 | 2011-02-18 | RO | Asset management | 2004-06-16 | 2011-02-18 | RO | Dealing in securities | 2005-07-21 | 2011-02-18 |
| 4 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on futures contracts | 2004-06-16 | 2011-02-18 | RO | Advising on securities | 2004-06-16 | 2011-02-18 | RO | Asset management | 2004-06-16 | 2011-02-18 | RO | Dealing in securities | 2004-06-16 | 2011-02-18 |
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