Puri, Aditi (SFC:AHX007)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Asset management | 2015-02-18 | 2023-03-31 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-06-18 | Rep | Advising on securities | 2004-06-18 | Rep | Asset management | 2004-06-18 | Rep | Automated trading services | 2004-06-18 | Rep | Dealing in securities | 2004-06-18 |
| 3 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2024-08-12 | 2024-08-31 | Rep | Dealing in securities | 2024-08-12 | 2024-08-31 | Rep | Advising on securities | 2024-09-01 | Rep | Dealing in securities | 2024-09-01 |
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