Karoonyavanich, Anuruk
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-08-12 | 2016-10-03 | Rep | Advising on securities | 2015-08-12 | 2016-10-03 | Rep | Dealing in securities | 2015-08-12 | 2016-10-03 | RO | Advising on corporate finance | 2016-10-03 | 2022-11-17 | RO | Advising on securities | 2016-10-03 | 2022-11-17 | RO | Dealing in securities | 2016-10-03 | 2022-11-17 |
| 2 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Advising on corporate finance | 2003-08-14 | Rep | Advising on securities | 2003-08-14 | Rep | Asset management | 2003-08-14 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-14 | Rep | Advising on corporate finance | 2005-10-20 | Rep | Advising on securities | 2005-10-20 | Rep | Advising on corporate finance | 2007-04-12 | 2008-09-29 | Rep | Dealing in securities | 2007-04-12 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-04-12 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-03-27 | 2011-06-22 | Rep | Dealing in securities | 2009-03-27 | 2011-06-22 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-11-18 | 2015-01-08 | Rep | Advising on securities | 2014-11-18 | 2015-01-08 | Rep | Dealing in securities | 2014-11-18 | 2015-01-08 |
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