Ying, Yee Shing 邢羽成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2013-02-04 | 2019-06-13 | Rep | Asset management | 2013-02-04 | 2019-06-13 | Rep | Dealing in securities | 2013-02-04 | 2019-06-13 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2008-11-04 | 2011-07-15 | Rep | Asset management | 2008-11-04 | 2011-07-15 |
| 3 | Cynosure Asset Management Hong Kong Limited | Rep | Advising on securities | 2019-06-25 | 2020-09-08 | Rep | Asset management | 2019-06-25 | 2020-09-08 | Rep | Dealing in securities | 2019-06-25 | 2020-09-08 | RO | Advising on securities | 2020-09-08 | 2023-06-15 | RO | Asset management | 2020-09-08 | 2023-06-15 | RO | Dealing in securities | 2020-09-08 | 2023-06-15 |
| 4 | King Wai Asset Management Company Limited | RO | Advising on securities | 2011-09-05 | 2013-01-01 | RO | Asset management | 2011-09-05 | 2013-01-01 |
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