Xu, Yan (SFC:AHX553) 許彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2007-08-01 | 2007-08-16 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2003-11-06 | Rep | Asset management | 2003-11-06 | Rep | Advising on corporate finance | 2004-03-01 | Rep | Dealing in securities | 2004-03-01 | Rep | Advising on corporate finance | 2007-11-27 | 2010-04-24 | Rep | Advising on securities | 2007-11-27 | 2010-04-24 | Rep | Asset management | 2007-11-27 | 2010-04-24 | Rep | Dealing in securities | 2007-11-27 | 2010-04-24 |
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