Ng, Stephen Ming 吳兆銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-08-23 | 2007-03-15 | Rep | Dealing in securities | 2004-08-23 | 2007-03-15 | Rep | Advising on securities | 2005-04-14 | 2007-03-15 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2003-04-26 | Rep | Advising on corporate finance | 2003-06-11 | Rep | Advising on securities | 2003-06-11 |
3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-04-11 | 2008-04-28 | Rep | Advising on securities | 2007-04-11 | 2008-04-28 |
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