Lau, Sze Ming 劉思明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Finance Holdings Limited | Rep | Dealing in securities | 2008-06-12 | 2011-01-10 |
| 2 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-09-21 | |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-04-13 | Rep | Advising on securities | 2004-04-13 | Rep | Asset management | 2004-04-13 | Rep | Dealing in securities | 2004-09-21 |
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